Rule 606 Quarterly Report

Success Trade Securities Inc.
1900 L Street NW
Suite 525
Washington, DC 20036

SEC-Required Report on Routing of Customer Orders
For Quarter Ending Dec 31, 2001

Success Trade Securities, Inc. has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of "non-directed orders" - any order that the customer has not specifically instructed to be routed to a particular venue for execution. For these non-directed orders, Success Trade has selected the execution venue on behalf of its customers.

The report is divided into four sections:

• Securities listed on the New York Stock Exchange and reported as a Network A eligible security
• Securities listed on The FINRAaq Stock Market
• Securities listed on the American Stock Exchange or regional exchanges and reported as a Network B eligible security
• Exchange-listed options

For each section, this report identifies the venues most often selected by Success Trade, sets forth the percentage of various types of orders routed to the venues, and discusses the material aspects of Success Trade's relationship with the venues

Securities Listed on NYSE / Network A Eligible Security

Summary Statistics: Non-directed orders as % of total customer orders 99% Market orders as % of total non-directed orders 15% Limit orders as % of total non-directed orders 77% Other orders as % of total non-directed orders 8% Venues Receiving Significant Percentage of Total Non-Directed Orders: Herzog 88% Direct Access Brokerage Services 11%

Information Concerning Significant Venues:

1. Herzog Types of Orders Routed to Venue:  Market orders as % of total orders 99% Limit orders as % of total orders 90% Other orders as % of total other orders 47%   Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue

2. Direct Access Brokerage Services Types of Orders Routed to Venue: Market orders as % of total mrkt. orders 0% Limit orders as % of total orders 9% Other orders as % of total other orders 53%     Material Aspects of Relationship with Venue:     Go Top

Securities Listed On the FINRAAQ Stock Market

Summary Statistics: Non-directed orders as % of total customer orders 84% Market orders as % of total non-directed orders 25% Limit orders as % of total non-directed orders 62% Other orders as % of total non-directed orders 13%     Venues Receiving Significant % of Total Non-Directed Orders: Herzog 7% Direct Access Brokerage Services 12% Globenet 22% Herzog_OTC 59%     Information Concerning Significant Venues: 1. Herzog Types of Orders Routed to Venue   Market orders as % of total mrkt. orders 2% Limit orders as % of total orders 11% Other orders as % of total other orders 0.5%     Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue     2. Direct Access Brokerage Services Types of Orders Routed to Venue: Market orders as % of total mrkt. orders 0% Limit orders as % of total orders 6% Other orders as % of total other orders 65%     Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue     3. Globenet Types of Orders Routed to Venue: Market orders as % of total mrkt. orders 35% Limit orders as % of total orders 20% Other orders as % of total other orders 2%     Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue     4. Herzog_OTC Types of Orders Routed to Venue: Market orders as % of total mrkt. orders 63% Limit orders as % of total orders 63% Other orders as % of total other orders 32%     Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue   Go Top

Securities Listed on American Stock Exchange or Regional Exchanges/Network B Eligible Security

Summary Statistics: Non-directed orders as % of total customer orders 77% Market orders as % of total non-directed orders 16% Limit orders as % of total non-directed orders 84% Other orders as % of total non-directed orders 0%     Venues Receiving Significant % of Total Non-Directed Orders: Herzog 90% Direct Access Brokerage Services 9%

Information Concerning Significant Venues:

1. Herzog Types of Orders Routed to Venue: Market orders as % of total mrkt. orders 97% Limit orders as % of total orders 89% Other orders as % of total other orders 0%     Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue   Go Top

1. Direct Access Brokerage Services Types of Orders Routed to Venue: Market orders as % of total mrkt. orders 0% Limit orders as % of total orders 11% Other orders as % of total other orders 0%     Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue

Exchange-Listed Options

N/A Types of Orders Routed to Venue:   Go Top