|
Fee Description
|
Amount
|
|
|
Check Request
|
FREE
|
|
|
ACH Request
|
FREE
|
|
|
Incoming Account Transfer
|
FREE
|
|
|
Out-going Account Transfer
|
$50.00
|
|
|
DTC Delivery (per request)
|
$35.00
|
|
|
Wire Out Funds: Domestic
|
$25.00
|
|
|
Wire Out Funds: International
|
$50.00
|
|
|
Certificate Deposit (per certificate)
|
$75.00
|
|
|
Checks / ACH Returned as uncollectible/insufficient funds
|
$50.00
|
|
Dividend Reinvestment (DRIP) Request Processing (per request) |
$10.00 |
|
|
Issue Stock Certificate (per certificate) (plus any direct costs)
|
$75.00
|
|
|
Inactivity Fee* (charged semi-annually)
|
$50.00
|
|
|
Letter of Authorization Transfer
|
$10.00
|
|
|
Overnight Delivery
|
$25.00
|
|
|
Overnight Delivery (Saturday)
|
$35.00
|
|
|
Pre-pay Fee (plus interest)
|
$20.00
|
|
|
Records Research (per hour, ½ hour minimum)
|
$100.00
|
|
Regulation T Extension (per extension) |
$20.00 |
|
|
Return Mail Maintenance* (per quarter)
|
$30.00
|
|
|
Rule 144 Filing (+direct costs)
|
$200.00
|
|
|
Sell-out / Buy-in Notices
|
$25.00
|
|
Stop Payment Requests |
$25.00 |
|
Statement & Confirm Copy Request (per statement or confirm; within last 2 yrs) |
$5.00 |
|
Form 1099 Copy Request (per copy; within the last 2 years) |
$5.00 |
|
Form 1099 Copy Request (per copy; not within the last 2 years) |
$10.00 |
|
Safe Keeping Charge (per quarter) |
$15.00 |
|
Trading Desk Level 2 & Time/Sales (per month) |
$13.95 |
|
|
Voluntary Re-organization Requests
|
$40.00
|
|
|
|
|
|
* Inactivity Fees charged for trading periods between January-June and July-December of each calendar year. To avoid inactivity fees, one executed trade must be completed during each trading period. IRAs and Custodian accounts are exempt from these fees.
* Return Mail Maintenance fees will be charged to accounts with return mail associated with the address of record. To update your new address, please submit an Address Change Request.
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