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Summary Statistics:
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Non-directed orders as % of total customer orders
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100%
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Market orders as % of total non-directed orders
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22.49%
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Limit orders as % of total non-directed orders
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71.13%
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Other orders as % of total non-directed orders
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6.39%
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Venues Receiving Significant % of Total Non-Directed Orders:
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Archipelago ECN
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.0.65%
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Island ECN
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17.67%
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GVRC
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2.32%
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OES
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0.03%
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Schwab
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64.69%
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Track
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13.27%
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Vandham
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0.03%
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Direct Access Brokerage Services
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1.35%
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Go Top
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Information Concerning Significant Venues:
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1. Archipelago ECN
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Types of Orders Routed to Venue
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Market orders as % of total mrkt. orders
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0.44%
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Limit orders as % of total orders
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0.75%
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Other orders as % of total other orders
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0.17%
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Material Aspects of Relationship with Venue: Success Trade Securities receives payment for directing order flow to ARCA ECN. Payment is based on size of executed order and whether or not the order has added liquidity to the ARCA order book. Payment for qualifying orders during this period was $2.00 per thousand shares executed.
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2. Island ECN
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Types of Orders Routed to Venue:
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Market orders as % of total mrkt. orders
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0.00%
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Limit orders as % of total orders
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24.85%
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Other orders as % of total other orders
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0.00%
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Material Aspects of Relationship with Venue: Success Trade Securities receives payment for directing order flow to ISLAND ECN. Payment is based on size of executed order and whether or not the order has added liquidity to the ISLAND order book. Payment for qualifying orders during this period was $2.00 per thousand shares executed.
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3. GVRC
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Types of Orders Routed to Venue:
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Market orders as % of total mrkt. orders
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1.60%
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Limit orders as % of total orders
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2.75%
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Other orders as % of total other orders
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0.00%
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Material Aspects of Relationship with Venue: Success Trade Securities receives payment for directing equity order flow to GVRC. Payment is based on size of executed order.
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4. OES
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Types of Orders Routed to Venue:
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Market orders as % of total mrkt. orders
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0.02%
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Limit orders as % of total orders
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0.04%
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Other orders as % of total other orders
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0.00%
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Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue
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5. Schwab
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Types of Orders Routed to Venue:
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Market orders as % of total mrkt. orders
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96.70%
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Limit orders as % of total orders
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51.53%
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Other orders as % of total other orders
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98.55%
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Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue
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6. Track
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Types of Orders Routed to Venue:
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Market orders as % of total mrkt. orders
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0.00%
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Limit orders as % of total orders
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18.66%
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Other orders as % of total other orders
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0.00%
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Material Aspects of Relationship with Venue: Success Trade Securities receives payment for directing equity order flow to TRACK ECN. Payment is based on size of executed order and whether or not rhe order has added liquidity to the TRACK order book. Payment for qualifying orders during this period was $2.25 per thousand shares executed.
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7. Vandham
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Types of Orders Routed to Venue:
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Market orders as % of total mrkt. orders
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0.02%
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Limit orders as % of total orders
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0.03%
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Other orders as % of total other orders
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0.06%
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Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue
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8. Direct Access Brokerage Services
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Types of Orders Routed to Venue:
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Market orders as % of total mrkt. orders
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1.22%
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Limit orders as % of total orders
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1.40%
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Other orders as % of total other orders
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1.23%
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Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue
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