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Summary Statistics:
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Non-directed orders as % of total customer orders
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100%
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Market orders as % of total non-directed orders
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21.67%
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Limit orders as % of total non-directed orders
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68.94%
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Other orders as % of total non-directed orders
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9.39%
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Venues Receiving Significant % of Total Non-Directed Orders:
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Archipelago ECN
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.2.38%
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Brokerage America
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0.29%
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BRUT ECN
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0.01%
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Direct Access Brokerage Services
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0.94%
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E*Trade Capital Markets
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22.78%
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INET ECN
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27.74%
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OES
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0.05%
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UBS Capital Markets
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45.81%
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Information Concerning Significant Venues:
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1. Archipelago ECN
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Types of Orders Routed to Venue
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Market orders as % of total mrkt. orders
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0.64%
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Limit orders as % of total orders
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3.19%
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Other orders as % of total other orders
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0.51%
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Material Aspects of Relationship with Venue: Success Trade Securities receives payment for directing order flow to ARCA ECN. Payment is based on size of executed order and whether or not the order has added liquidity to the ARCA order book. Payment for qualifying orders during this period was $2.00 per thousand shares executed.
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2. Brokerage America
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Types of Orders Routed to Venue:
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Market orders as % of total mrkt. orders
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0.22%
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Limit orders as % of total orders
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0.26%
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Other orders as % of total other orders
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0.68%
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Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue
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3. BRUT ECN
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Types of Orders Routed to Venue:
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Market orders as % of total mrkt. orders
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0.00%
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Limit orders as % of total orders
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0.01%
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Other orders as % of total other orders
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0.00%
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Material Aspects of Relationship with Venue: Success Trade Securities receives payment for directing equity order flow to BRUT ECN. Payment is based on size of executed order and whether or not the order has added liquidity to the BRUT order book. Payment for qualifying orders during this period was $2.00 per thousand shares executed.
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Go Top
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4. Direct Access Brokerage Services
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Types of Orders Routed to Venue:
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Market orders as % of total mrkt. orders
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0.96%
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Limit orders as % of total orders
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0.95%
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Other orders as % of total other orders
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0.85%
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Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue
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5. E*Trade Capital Markets
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Types of Orders Routed to Venue:
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Market orders as % of total mrkt. orders
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45.46%
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Limit orders as % of total orders
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17.98%
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Other orders as % of total other orders
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5.68%
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Material Aspects of Relationship with Venue: Success Trade Securities receives payment for directing equity order flow to E*Trade Capital Markets. Payment is based on size of executed order.
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6. INET ECN
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Types of Orders Routed to Venue:
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Market orders as % of total mrkt. orders
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0.00%
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Limit orders as % of total orders
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40.24%
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Other orders as % of total other orders
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0.00%
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Material Aspects of Relationship with Venue: Success Trade Securities receives payment for directing order flow to INET ECN. Payment is based on size of executed order and whether or not the order has added liquidity to the ISLAND order book. Payment for qualifying orders during this period was $2.00 per thousand shares executed
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7. OES
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Types of Orders Routed to Venue:
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Market orders as % of total mrkt. orders
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0.00%
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Limit orders as % of total orders
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0.06%
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Other orders as % of total other orders
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0.06%
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Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue
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Go Top
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8. UBS Capital Markets
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Types of Orders Routed to Venue:
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Market orders as % of total mrkt. orders
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52.72%
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Limit orders as % of total orders
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37.31%
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Other orders as % of total other orders
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92.22%
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Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue
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