Rule 606 Quarterly Report

Success Trade Securities Inc.
1900 L Street NW
Suite 525
Washington, DC 20036

SEC-Required Report on Routing of Customer Orders
For Quarter Ending Sep 31, 2001

Success Trade Securities, Inc. has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of "non-directed orders" - any order that the customer has not specifically instructed to be routed to a particular venue for execution. For these non-directed orders, Success Trade has selected the execution venue on behalf of its customers.

The report is divided into four sections:

• Securities listed on the New York Stock Exchange and reported as a Network A eligible security
• Securities listed on The FINRAaq Stock Market
• Securities listed on the American Stock Exchange or regional exchanges and reported as a Network B eligible security
• Exchange-listed options

For each section, this report identifies the venues most often selected by Success Trade, sets forth the percentage of various types of orders routed to the venues, and discusses the material aspects of Success Trade's relationship with the venues

Securities Listed on NYSE / Network A Eligible Security

Summary Statistics: Non-directed orders as % of total customer orders 97% Market orders as % of total non-directed orders 34% Limit orders as % of total non-directed orders 61% Other orders as % of total non-directed orders 5% Venues Receiving Significant Percentage of Total Non-Directed Orders: Herzog 56% Direct Access Brokerage Services 43% Globenet 1%   Back To Top

Information Concerning Significant Venues:

1. Herzog  Types of Orders Routed to Venue: Market orders as % of total orders 58% Types of Orders Routed to Venue: 58% Other orders as % of total other orders 13%   Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue

Account Transfers

1. Herzog  Types of Orders Routed to Venue: Market orders as % of total orders 58% Types of Orders Routed to Venue: 58% Other orders as % of total other orders 13% 2. Direct Access Brokerage Services Types of Orders Routed to Venue: Market orders as % of total mrkt. orders 41% Limit orders as % of total orders 41% Other orders as % of total other orders 87%     Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue     3. Globenet Types of Orders Routed to Venue: Market orders as % of total mrkt. orders < 1% Limit orders as % of total orders < 1% Other orders as % of total other orders 0%     Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue   Back To Top

Securities Listed On the FINRAAQ Stock Market Summary Statistics:

Non-directed orders as % of total customer orders 76% Market orders as % of total non-directed orders 44% Limit orders as % of total non-directed orders 50% Other orders as % of total non-directed orders 5% Venues Receiving Significant % of Total Non-Directed Orders: Herzog 8% Direct Access Brokerage Services 29% Globenet 23%     Information Concerning Significant Venues: 1. Herzog Types of Orders Routed to Venue:   Market orders as % of total mrkt. orders 3% Limit orders as % of total orders 13% Other orders as % of total other orders 0%     Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue   Back To Top 2. Direct Access Brokerage Services Types of Orders Routed to Venue: Market orders as % of total mrkt. orders 66% Limit orders as % of total orders 68% Other orders as % of total other orders 97%     Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue     3. Globenet Types of Orders Routed to Venue: Market orders as % of total mrkt. orders 31% Limit orders as % of total orders 18% Other orders as % of total other orders 3%     Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue   Back To Top

Securities Listed on American Stock Exchange or Regional Exchanges/Network B Eligible     Security Statistics

Non-directed orders as % of total customer orders 72% Market orders as % of total non-directed orders 10% Limit orders as % of total non-directed orders 90% Other orders as % of total non-directed orders 0%     Venues Receiving Significant % of Total Non-Directed Orders: Herzog 93% Direct Access Brokerage Services 7% Globenet < 1%

Information Concerning Significant Venues:

1. Herzog Types of Orders Routed to Venue: Market orders as % of total mrkt. orders 86% Limit orders as % of total orders 94% Other orders as % of total other orders 0%     Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue     2. Direct Access Brokerage Services Types of Orders Routed to Venue: Market orders as % of total mrkt. orders 13% Limit orders as % of total orders 6% Other orders as % of total other orders 0%     Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue     3. Globenet Types of Orders Routed to Venue: Market orders as % of total mrkt. orders < 1% Limit orders as % of total orders < 1 % Other orders as % of total other orders 0%     Material Aspects of Relationship with Venue: Success Trade Securities does not receive any payment for orders routed to this venue   Back To Top Exchange-Listed Options N/A