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1. Archipelago ECN
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Types of Orders Routed to Venue:
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Market orders as % of total mrkt. orders
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10.98%
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Limit orders as % of total orders
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4.37%
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Other orders as % of total other orders
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0.00%
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Material Aspects of Relationship with Venue:
Success Trade Securities receives payment for directing order flow to ARCA ECN. Payment is based on size of executed order and whether or not the order has added liquidity to the ARCA order book. Payment for qualifying orders during this period was $2.00 per thousand shares executed.
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2. Citigroup Global Markets
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Types of Orders Routed to Venue:
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Market orders as % of total mrkt. orders
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2.28%
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Limit orders as % of total orders
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1.09%
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Other orders as % of total other orders
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1.86%
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Material Aspects of Relationship with Venue:
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3. E*Trade Capital Markets
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Types of Orders Routed to Venue:
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Market orders as % of total mrkt. orders
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21.09%
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Limit orders as % of total orders
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16.35%
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Other orders as % of total other orders
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29.26%
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Material Aspects of Relationship with Venue:
Success Trade Securities receives payment for directing equity order flow to E*Trade Capital Markets. Payment is based on size of executed order.
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4. FINRAAQ
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Types of Orders Routed to Venue:
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Market orders as % of total mrkt. orders
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0.00%
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Limit orders as % of total orders
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39.30%
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Other orders as % of total other orders
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0.00%
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Material Aspects of Relationship with Venue:
Success Trade Securities receives payment for directing order flow to FINRAAQ. Payment is based on size of executed order and whether or not the order has added liquidity to the FINRAQ order book. Payment for qualifying orders during this period was $2.00 per thousand shares executed.
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5. Knight Capital Markets
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Types of Orders Routed to Venue: |
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Market orders as % of total mrkt. orders |
15.02% |
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Limit orders as % of total orders |
10.04% |
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Other orders as % of total other orders |
11.97% |
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Material Aspects of Relationship with Venue:
Success Trade Securities does not receive any payment for orders routed to this venue. |
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6. Lehman Brothers
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Types of Orders Routed to Venue: |
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Market orders as % of total mrkt. orders |
50.63% |
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Limit orders as % of total orders |
28.80% |
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Other orders as % of total other orders |
56.91% |
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Material Aspects of Relationship with Venue:
Success Trade Securities does not receive any payment for orders routed to this venue. |
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7. Hudson Securities
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Types of Orders Routed to Venue: |
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Market orders as % of total mrkt. orders |
0.00% |
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Limit orders as % of total orders |
0.06% |
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Other orders as % of total other orders |
0.00% |
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Material Aspects of Relationship with Venue:
Success Trade Securities does not receive any payment for orders routed to this venue. |
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