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Short List

Please view Today's Short List under the Trading tab, when logged into your account.

If you are unable to find a specific security on the list, please contact Customer Services at 1-800-597-8767 to place a request. Please inform the representative of the following information:

 

Name and Account Number

 

Security Name

 

Security Symbol

 

Number of shares you are looking to short

 

 

Our representatives will attempt to locate shares to short.

Please remember that shares may not be available at short for your request. Initial and maintenance requirements are as follows:

 Price

 Initial

 Maintenance

$3.00 - $5.00

100%

100%

$5.01 or more

$5.00 per share or 50% of market value, whichever is greater

$5.00 per share or 40% of market value, whichever is greater

Important: Please remember that your account must be approved for margin trading and maintain a minimum equity of $2,000

*Please be advised that there are risks associated with short selling, including potentially unlimited losses in the event that the shorted stock experiences, and continues to experience, significant increase in value

 

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